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Self-regulatory organization
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951	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-06 12:58:29 United States Securities and Exchange Commission United States securities law New York Stock Exchange Self-regulatory organization Federal Reserve System U.S. Securities and Exchange Commission Financial system Government Financial regulation 73rd United States Congress Securities Exchange Act
952	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-01-03 15:10:48 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization Broker-dealer Investment Banking Exam United States securities law Financial economics Financial system
953	About IOSCO The International Organization of Securities Commissions (IOSCO) is the acknowledged international body that brings together the world´s securities regulators and is recognized as the global standard setter Add to Reading List Source URL: www.ocrcvm.ca Language: English - Date: 2013-06-20 15:59:01 Financial system Capital market Self-regulatory organization Economics Finance Financial Services Board Egyptian Financial Supervisory Authority Financial regulation International Organization of Securities Commissions Securities Commission
954	About IOSCO The International Organization of Securities Commissions (IOSCO) is the acknowledged international body that brings together the world´s securities regulators and is recognized as the global standard setter Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-06-19 16:26:15 Financial system Capital market Self-regulatory organization Economics Finance Financial Services Board Egyptian Financial Supervisory Authority Financial regulation International Organization of Securities Commissions Securities Commission
955	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]August 29, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effective Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-30 07:31:03 Economy of the United States Trade Reporting And Compliance Engine Financial system Securities Exchange Act U.S. Securities and Exchange Commission Self-regulatory organization ACT United States securities law Financial regulation Financial Industry Regulatory Authority
956	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; SR-NYSE[removed]; SR-NYSEMKT[removed]October 18, 2013 Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of Longer Pe Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-21 10:36:52 Economy of the United States Euronext Business Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission NYSE Euronext New York Stock Exchange New York City
957	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]December 23, 2003 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dea Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-07 13:40:41 Financial system Financial Industry Regulatory Authority Financial economics U.S. Securities and Exchange Commission Self-regulatory organization Fifth Amendment to the United States Constitution World Group Securities Selling away United States securities law Securities Exchange Act Financial regulation
958	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-16 11:28:32 Financial system United States Securities and Exchange Commission Investment United States securities law Financial regulation Self-regulatory organization Securities Exchange Act U.S. Securities and Exchange Commission New York Stock Exchange Financial markets NYSE Euronext Financial economics
959	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]January 27, 2004 Self-Regulatory Organizations; Notice of Designation of Longer Period for Commission Action and Extension of Comment P Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-21 13:33:14 Financial system Self-regulatory organization Economy of the United States U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Uptick rule Securities regulation in the United States United States securities law Financial regulation Securities Exchange Act
960	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]November 26, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Prop Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-27 09:11:56 Financial system Financial regulation Financial economics Options Clearing Corporation Investment Industry Regulatory Organization of Canada Securities Act Securities Exchange Act Commodity Futures Trading Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission

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